Opportunity for Broker-Dealers within New Fiduciary Ruling

Opportunity for Broker-Dealers within New Fiduciary Ruling

October 1, 2018

How to comply with DOL’s fiduciary duty rule and also make substantial commissions

In light of the Department of Labor’s (DOL’s) fiduciary ruling, there is concern about the impact on broker-dealer activities in the short and long run. The market is set to be disrupted. It is thought that we are potentially entering an era of fewer investments and commissions for broker-dealers.

Stricter fiduciary standards could bring a limitation to investors’ choices. They may also lead to an increase of costs due to compliance expenses within the financial advisory sector. Additional fees may have to fall on the individual lower-mid-market investors, who might be priced out of the market.

A New Opportunity

However, there is now a new opportunity for broker-dealers. It not only answers the pain points of operating within the new fiduciary ruling but also benefits investors and brokers alike by providing new revenue streams. Let’s take a closer look.

Several national broker-dealerships have recently partnered with iintoo, a global company that operates as a REIMCOTM – Real Estate Investment Management Company – and offers the next generation of solutions for broker-dealers and their clientele.  iintoo has an extensive and proven track record of commercial-grade real estate offerings with unprecedent institutional backing from Meridian Capital.  The global company has developed a comprehensive investment model that lowers barriers to entry to commercial-grade real estate investments. Previously, these were exclusively available to institutional or high-net-worth investors.

As a company that adheres to the fiduciary ruling, iintoo invites broker-dealers to allocate their business dealings to the iintoo platform and enjoy lifetime competitive commissions from investor portfolios. On iintoo’s online platform, ownership shares for lucrative pre-vetted real estate projects are put on offer, following a rigorously conducted due-diligence and approval process.  The platform enables investors to fund exit-oriented high-yielding real estate deals for as little as $25,000, while enabling each broker to manage his investors via a user-friendly digital dashboard.

As a Broker-Dealer Partner of iintoo, you will gain:

  • Rewarding lifetime value compensation on each of your client’s lucrative investment transactions.
  • An increased flow of FINRA-approved deals and high turnover (2-3-year term per deal) of high-yielding projects from across all asset classes.
  • Lucrative investment opportunities for your clients with quarterly passive income (7%-9%) or exit returns (8% to 15% IRR).
  • Profit at the expense of third-party providers, such as lawyers, accountants and other administrators, who will not be required.
  • Full control and transparency of iintoo platform data relating to your client’s activities.
  • An elevation of standards with iintoo’s quality team of experts, pooling from the resources of Meridian Capital, with a vision of transparency and putting the client’s needs first.

We would like to get to know you.

 


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*When we refer to “Equity Protection” we are referring to an arrangement where iintoo epiic GP LLC, the general partner of each covered issuer (“Covered Issuer”), promises that, even in the event the underlying project is not profitable or records a loss, the investor in the Covered Issuer shall receive a specified amount equal to the original principal investment he/she/it provided (less other amounts already received by such individual investor during the course of the investment) subject, however, to significant limitations including but not limited to repayments for losses in the Covered Issuer are only made up to a maximum amount of funds available from the retention account and the policy (where such policy limit may be less than the total amount invested), repayments are on a first come, first serve basis, and losses are aggregated across Covered Issuers subject to the same retention account and policy. iintoo epiic GP LLC, and not investors, is a party to the policy with Everest Insurance®. As a result, investors have no direct legal rights under the policy. In addition, beyond use of the Equity Protection proceeds from the retention account and the policy, neither iintoo epiic GP LLC nor the Covered Issuer has any obligations to indemnify investors for losses. For more information, please see “Business of the Company—Equity Protection” and “Risk Factors—Risks related to the Equity Protection” in any of our issuers’ private placement memoranda.

The above may contain forward-looking statements. Actual results and trends in the future may differ materially from those suggested or implied by any forward-looking statements in the above depending on a variety of factors. All written and oral forward-looking statements attributable to us or persons acting on our behalf are expressly qualified in their entirety by the previous statements. Except for any obligations to disclose information as required by applicable laws, we undertake no obligation to update any information contained above or to publicly release the results of any revisions to any statements that may be made to reflect events or circumstances that occur, or that we become aware of, after the date of the publishing of the above.

Private placements of securities accessible through the iintoo™ social network real-estate investment platform (the “Platform”) are intended for accredited investors. Such private placements of securities have not been registered under applicable securities laws, are restricted and not publicly traded, may be subject to holding period requirements, and are intended for investors who do not need a liquid investment. These investments are not bank deposits (and thus are not insured by the FDIC or by any other federal governmental agency), are not guaranteed by and iintoo Investments Ltd. (“iintoo”) or any third party working on our behalf, and may lose value. Neither the Securities and Exchange Commission nor any federal or state securities commission or regulatory authority has recommended or approved any investment or the accuracy or completeness of any of the information or materials provided by or through the Platform. Investors must be able to afford the loss of their entire investment.

Equity securities are offered through Dalmore Group LLC. ("Dalmore"), a registered broker-dealer and member of FINRA/SIPC. Any real estate investment accessible though the Platform involves substantial risks. Any financial projections or projected returns are projections only, and iintoo makes no representations or warranties as to the accuracy of such information and accepts no liability therefor whatsoever.

Investors should always conduct their own due diligence, not rely on the financial assumptions or estimates displayed herein, and should always consult with a reputable financial advisor, attorney, accountant, and any other professional that can help them to understand and assess the risks associated with any investment opportunity. Any investment involves substantial risks. Major risks, including related to the Equity Protection and/or the potential loss of some or all principal, are disclosed in the private placement memorandum for each applicable investment.

Neither iintoo nor its affiliates nor Dalmore Group LLC makes investment recommendations nor do they provide investment advisory services, and no communication, including herein or through the Platform or in any other medium should be construed as such.

iintoo, its employees and affiliates are not insurers or insurance brokers, and do not offer insurance services, advice or information to new or existing investors. Insurance is provided to Iintoo epiic GP LLC (and placed through Cobbs Allen, a licensed insurance intermediary) by Everest Insurance®, subject to all of the terms and conditions of the applicable insurance policy, to support iintoo’s equity protection undertaking as further specified and described in the confidential offering materials of iintoo. Everest Insurance® is not a sponsor or promoter of any offering described herein.

The Terms of Use regulating your use of the Platform can be found at: https://www.iintoo.com/terms-of-use/ The Platform's Privacy Policy can be found at: https://www.iintoo.com/privacy-policy/ By accessing this site and any pages thereof, you agree to be bound by our Terms of Use and Privacy Policy.

About Everest® Everest Re Group, Ltd. is a Bermuda holding company that operates through the following subsidiaries: Everest Reinsurance Company provides reinsurance to property and casualty insurers in both the U.S. and international markets. Everest Reinsurance (Bermuda), Ltd., including through its branch in the United Kingdom, provides reinsurance and insurance to worldwide property and casualty markets and reinsurance to life insurers. Everest Reinsurance Company (Ireland), provides reinsurance to non-life insurers in Europe. Everest Insurance® refers to the primary insurance operations of Everest Re Group, Ltd., and its affiliated companies which offer property, casualty and specialty lines insurance on both an admitted and non-admitted basis in the U.S. and internationally. The Company also operates within the Lloyd's insurance market through Syndicate 2786. In addition, through Mt. Logan Re, Ltd., the Company manages segregated accounts, capitalized by the Company and third party investors that provide reinsurance for property catastrophe risks. Additional information on Everest Re Group companies can be found at the Group’s web site at www.everestre.com

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