< Back to team

Ken Norensberg

Capital Markets Team

Ken is an expert with over 20 years of experience in the Broker Dealer space, A longtime broker and Managing Director of Luxor Financial Group, Inc. a NY based Broker Dealer Consulting Firm that specializes in setting up Independent Broker Dealers, Expansion Filings, FINRA and SEC Audits, Anti Money Laundering Reviews, Business Development and general compliance services. Ken is a former Member of the FINRA Board of Governors. FINRA oversees the regulatory activities and business practices of over 4,500 Broker Dealers, 163,000 Branch offices, 630,000 registered representatives and 3,500 employees and consultants with annualized revenues and a budget of approximately $800,000,000.